J-SOX Compliance

Our five phase approach provides guidance for successful compliance of J-SOX requirements within your organization.

1. Planning & Scoping:
   • Evaluate and Compare J-SOX to U.S. SOX Requirements on a Company Level
   • Establish Materiality Threshold Metrics
   • Assess Risk at the Company Level with Emphasis on Safeguarding of Assets and IT Control Environment
2. Control Assessment:
   • Evaluate Company-Level Internal Controls
   • Evaluate Process-Level Internal Controls over Closing and Financial Reporting
   • Evaluate Process-Level Internal Controls Other than Closing and Financial Reporting Processes
3. Risk Assessment & Control Design:
   • Determine and Rate the Inherent Risk
   • Review Internal Control System Designed and Implemented by the Management
   • Align the Control Activities to the Risk at the Company Level
   • Identify Key Controls
4. Testing & Evaluating Controls:
   • Develop Test Plans based on the Significance and Type of Control
   • Review Test Plans with Management with Consideration of Implemented Internal Control System
   • Perform Test Execution
5. Deficiency Assessment & Conclusion Report:
• Evaluate Identified Control Deficiencies
• Communicate Identified Control Deficiencies to Management
• Prepare Conclusion Report
• Provide Response to IT 

Read more about J-SOX Versus U.S. Sarbanes Oxley Act Specifics of J-SOX Requirements.