Regulatory Risk and Compliance Solutions
Financial services organizations are facing an overwhelming amount of regulation, undefined risks and an increased demand for proof of compliance.
We understand your business and the right approach to complying with the regulations.
EisnerAmper Compliance Desk delivers solutions to help firms achieve the following IRR:
Reduce the patchwork of different people, processes and spreadsheets to assess the risks and maintain the compliance program.
Accurately assess the health of the compliance program and monitor changes in regulations to provides a piece of mind.
Reduce Cost of Compliance
Automate manual processes, eliminate spreadsheets, and manage risks using the EisnerAmper Compliance Desk technology platform.
Learn more about our EisnerAmper Compliance Desk Solutions for:
Banking & Capital Markets
Compliance Solutions for Asset Managers
What's on Your Mind?
Louis Bruno in Regulatory and Compliance Services has over 15 years of experience in assisting hedge funds, broker-dealers, private wealth managers and multinational corporate banks with strategic and regulatory change management initiatives.
Start a conversation with Louis
Explore More Insights
EisnerAmper CCO Roundtable: Perspectives on Beneficial Ownership, Off-Channel Communication, and the Private Fund Adviser RuleRead More