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Regulatory Risk & Compliance Solutions

Financial services organizations are facing an overwhelming amount of regulation, undefined risks and an increased demand for proof of compliance. 

We understand your business and the right approach to complying with the regulations.

EisnerAmper Compliance Desk delivers solutions to help firms achieve the following IRR:

Improve Efficiency

Reduce the patchwork of different people, processes and spreadsheets to assess the risks and maintain the compliance program.

Reduce Risks

Accurately assess the health of the compliance program and monitor changes in regulations to provides a piece of mind.

Reduce Cost of Compliance

Automate manual processes, eliminate spreadsheets, and manage risks using the EisnerAmper Compliance Desk technology platform.

Learn more about our EisnerAmper Compliance Desk Solutions for:

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Banking & Capital Markets

Banking and securities trading firms are challenged by the sheer volume of applicable regulations. We can assess the risk, define the “right-size” solution and implement a program to mitigate operational and compliance risks.

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Compliance Solutions for Asset Managers

EisnerAmper provides advisory services and compliance outsourcing options for regulators around the globe who are focused on enforcing comprehensive rules in an effort to improve transparency of the global financial system and reduce systemic risk.

What's on Your Mind?

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Louis Bruno

Louis Bruno in Regulatory and Compliance Services has over 15 years of experience in assisting hedge funds, broker-dealers, private wealth managers and multinational corporate banks with strategic and regulatory change management initiatives.

Start a conversation with Louis

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