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  • A New Focus for Controls Testing

    Nov 15, 2013

    One area of audit focus has been on the review procedures performed by the control owners. Documentation flow gives the external auditor a complete understanding of how internal audit obtained their assurance which should allow for greater reliance on the work of internal audit.

  • 10 Password Tips to Help You Sleep Better at Night

    Feb 22, 2017

    According to Cloudswave, more than 8 million Americans become victims of stolen passwords annually -- to the tune of $37 billion in losses. By taking a few extra steps, you can greatly increase the security of your online presence.

  • Cybersecurity and Privacy – What You Need to Know (Post 1 of a Series)

    Feb 20, 2014

    Blogs on mitigating cybersecurity risk. Topics such as effective risk management practices and tools and written information security programs WISP. News on cybersecurity breaches, risk mitigation strategies and a cybersecurity tip sheet.

  • To Be or Not To Be

    Nov 1, 2017

    The 16th annual Law Firm COO & CFO Forum panel spoke of the advantages of specialization that can come in the form of geography, practice or industry. Specialization leads to competitive advantages and the agility to respond to their client’s needs.

  • Compiling Form F: An EisnerAmper Guide

    Mar 12, 2014

    The NAIC ORSA Subgroup is heading into year three of the ORSA pilot project. The impending Form F filing has no formal guidance or templates to aid in its preparation. Based on our discussion with regulators and NAIC representatives, the Form F should do the following.

  • ‘Mask Up’ to Threats: Clinical Experimental Data

    Aug 13, 2021

    This articles examines two distinctive ‘broad strokes’ that life science enterprises can consider implementing to protect that data: strengthening data handling, and optimizing data administration.

  • How to Effectively Strengthen Your Real Estate Back Office

    Aug 19, 2020

    The need to have comprehensive, documented procedures and controls for a real estate entity’s back office in order to facilitate a remote workforce, proper risk management, cost containment and more.

  • Enhanced Security and Risk Mitigation in Today’s World

    Nov 15, 2019

    A Florida Business Summit panel that took a deep dive on cybercrime. The discussion included types of crime (e.g., ransomware), the high stakes involved, and how companies can protect themselves (e.g., cyber insurance).

  • Ahoy! 5 Ways to Spot Email Phishing

    Feb 12, 2020

    The key to preventing phishing email scams is education and awareness—before your electronic security becomes compromised. Here’s a look at five instances that may indicate an email is from a bad actor with nefarious intentions for your data.

  • Internal Controls Over Compliance

    Nov 5, 2024

    Explore the importance of Internal Controls Over Compliance (ICOC) for broker-dealers and how internal audits, ICFR, and SOX compliance can safeguard assets and ensure transparency under SEC regulations.

  • SEC Registrants: Beware Ransomware

    Aug 14, 2020

    This article takes a look at the types of, and basic defense against, the various types of ransomware. Ransomware is rapidly becoming one of the most popular and formidable types of cyberattack.

  • Keep Your Smart Home Devices Secure

    Dec 2, 2019

    The Internet of Things means an increased use of smart products in homes—such as automatic lights, thermostats, etc. Here are a few tips for keeping those devices secure so that cyber thieves, as well as in-home/small business burglars, don’t compromise your systems.

  • Insurance Sector Reaping Benefits of Intelligent Automation

    Aug 19, 2020

    An EisnerAmper webcast on the benefits and challenges of implementing intelligent automation in the insurance sector.

  • Important Security Updates for Android Phones and Windows 10 Computers

    Oct 30, 2019

    Security updates for Windows and Android that you should be aware of. These relate to audio, video and image files that could be open to hacking.

  • Do You Know Your Clients? You Better. It’s the Law!

    Dec 11, 2019

    A look at “know your client,” aka KYC. Created in response to the September 11 attacks, this has increased the transparency of customer asset information. There are pros and cons, but thanks to technology this has created cross-selling opportunities.

  • What’s New in COSO Enterprise Risk Management (ERM)?

    Jul 9, 2018

    COSO has released its 1st revision to the Enterprise Risk Management Integrated Framework. The updated edition, ERM – Integrating with Strategy and Performance, addresses the evolution of risks businesses face today. Here's an overview of the new ERM Framework.

  • California Successfully Passes Data Privacy Law

    Sep 7, 2018

    The state of California passed a consumer data privacy law that will significantly impact the way that organizations obtain, store, and utilize consumer information and is said to be one of the most momentous regulations supervising data-collection.

  • Are The Kids Alright?

    Jun 18, 2018

    Thomson Reuters recently hosted a two-day legal forum that brought together various professional service leaders in the legal industry. The common theme was “The Changing Landscape of the Legal Profession” and posed some key questions.

  • Emerging Technology, Process Automation: Internal Audit Roundtable

    Jul 20, 2018

    Emerging technologies such as robotics process automation (RPA), artificial intelligence and big data analytics have been driving change and altering the way we work and learn. Here are some highlights/insights shared during the interactive roundtable discussion.

  • The Path to Data-Driven Strategy and Planning

    Jun 14, 2018

    A recent Thomson Reuters event covered the dependence of law firms on analytical data and competitive intelligence. The panel consisted of competitive intelligence directors from leading law firms and research consultancies working with law firms.