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Global Compliance & Regulatory Solutions

Financial services organizations are facing an overwhelming amount of regulation, undefined risks and an increased demand for proof of compliance.

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We understand your business and the right approach to complying with the regulations.

EisnerAmper delivers practical solutions to help firms achieve the following:

IRR:

Improve Efficiency

Reduce the patchwork of different people, processes and spreadsheets to assess the risks and maintain the compliance program.

Reduce Risks

Accurately assess the health of the compliance program and monitor changes in regulations to provides a piece of mind.

Reduce Cost of Compliance

Automate manual processes, eliminate spreadsheets, and manage risks using the EisnerAmper Compliance Desk technology platform.

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Investment Banking & Capital Markets

Investment banks, broker-dealers, and other capital markets participants face a complex web of rules and regulations. We can help manage compliance risk, define 'right-size' regulatory solutions, and help drive regulatory change programs across the business.

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Asset Managers

We provide regulatory compliance advisory services to asset managers around the globe, and can help manage and mitigate compliance risks and regulatory requirements on a global scale.

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