Paul Kim
- Director, Eisner Advisory Group LLC
Contact
Paul Kim is a Director in the firm's Assurance and Technology Control Services Group serving both public and private clients. With 15 years of experience, Paul provides business advisory and IT audit services to a variety of industries, including financial services, fintech/technology, not-for-profit, and consumer products, in addition to specializing in SOC 1 and 2-attestation reporting.
Prior to joining the firm, Paul was a Senior Manager with a national accounting firm in the Business Advisory Service practice. He provided third-party reporting under various attestation standards (i.e. SSAE 16 / SSAE 18, AT101, AT601) and SOX compliance across wide array of industries, including fintech, investment advisors, financial services, retail, consumer products and commercial sectors.
Additionally, Paul spent time with a Big 4 accounting firm as a Manager, where he provided third-party assurance (SOC 1 and SOC 2) and regulatory reviews to a variety of industries and subsectors, including broker-dealer, technology, custody, investment advisory and wealth management. He assisted financial services clients with large SOC1, SOC2 reports and other types of third-party assurance, including compliance with 17a-5, FDICIA, Custody Rule 206(4)-2 requirements, and FDIC Insured Deposit Programs, both for private and SEC-registrant institutions.
Specialties
- Audit & Assurance
- Internal Audit
- Sarbanes-Oxley Compliance
- Attestation Reporting
Credentials & Education
- University of Connecticut: BS, Accounting
- Certified Information Systems Analyst (CISA)
Affiliations
- Information Systems Audit & Control Association