Process, Risk and Technology Solutions Blog

Blogs December 11, 2019 Do You Know Your Clients? You Better. It’s the Law!

A look at “know your client,” aka KYC. Created in response to the September 11 attacks, this has increased the transparency of customer asset information. There are pros and cons, but thanks to technology this has created cross-selling opportunities.…

Blogs December 10, 2019 Internal Controls Over Compliance

Internal Control Over Compliance is intended to focus on a broker-dealers’ oversight of custody arrangements and protection of customer assets.

Blogs December 02, 2019 Keep Your Smart Home Devices Secure

The Internet of Things means an increased use of smart products in homes—such as automatic lights, thermostats, etc. Here are a few tips for keeping those devices secure so that cyber thieves, as well as in-home/small business burglars, don’t comprom…

Blogs November 15, 2019 Enhanced Security and Risk Mitigation in Today’s World

A Florida Business Summit panel that took a deep dive on cybercrime. The discussion included types of crime (e.g., ransomware), the high stakes involved, and how companies can protect themselves (e.g., cyber insurance).

Blogs October 30, 2019 Important Security Updates for Android Phones and Windows 10 Computers

Security updates for Windows and Android that you should be aware of. These relate to audio, video and image files that could be open to hacking.

Blogs October 09, 2019 Is Android for Business the Right Choice for You?

A look at some of the pros and cons of using the Android platform for business use. We examine price, flexibility, data security and more.

Blogs October 08, 2019 Workiva Conference Amplifies User Experience

Workiva software conference included users and professionals from the accounting, finance and compliance sectors.

Blogs September 12, 2019 Examining the Sunny and Stormy Sides of Taking Your Business to the Cloud

A look at the pros and cons of taking your business data to the cloud, covering such issues as cost, flexibility, control and data security.

Blogs August 23, 2019 Four Tips to Effectively Manage Remote IT Teams

We discuss some of the biggest mistakes IT leaders can make when managing dispersed or remote IT teams.