Process, Risk and Technology Solutions Blog

Blogs September 11, 2020 Financial Services Firms Under Increased Regulatory Scrutiny for Data Protection

A look at the data security concerns for financial services companies, including GDPR, J-SOX, the SHIELD Act and CCPA.

Blogs August 19, 2020 How to Effectively Strengthen Your Real Estate Back Office

The need to have comprehensive, documented procedures and controls for a real estate entity’s back office in order to facilitate a remote workforce, proper risk management, cost containment and more.

Blogs August 19, 2020 Insurance Sector Reaping Benefits of Intelligent Automation

An EisnerAmper webcast on the benefits and challenges of implementing intelligent automation in the insurance sector.

Blogs August 14, 2020 SEC Registrants: Beware Ransomware

This article takes a look at the types of, and basic defense against, the various types of ransomware. Ransomware is rapidly becoming one of the most popular and formidable types of cyberattack.

Blogs August 03, 2020 CFIUS and Implications for Fund Managers/Investment Funds

The CFIUS final rules became effective earlier this year. This article outlines these new regulations and their implications for U.S.-based investment funds and private equity funds.

Blogs February 12, 2020 Ahoy! 5 Ways to Spot Email Phishing

The key to preventing phishing email scams is education and awareness—before your electronic security becomes compromised. Here’s a look at five instances that may indicate an email is from a bad actor with nefarious intentions for your data.

Blogs December 11, 2019 Do You Know Your Clients? You Better. It’s the Law!

A look at “know your client,” aka KYC. Created in response to the September 11 attacks, this has increased the transparency of customer asset information. There are pros and cons, but thanks to technology this has created cross-selling opportunities.…

Blogs December 10, 2019 Internal Controls Over Compliance

Internal Control Over Compliance is intended to focus on a broker-dealers’ oversight of custody arrangements and protection of customer assets.

Blogs December 02, 2019 Keep Your Smart Home Devices Secure

The Internet of Things means an increased use of smart products in homes—such as automatic lights, thermostats, etc. Here are a few tips for keeping those devices secure so that cyber thieves, as well as in-home/small business burglars, don’t comprom…