Process, Risk and Technology Solutions Blog

A look at “know your client,” aka KYC. Created in response to the September 11 attacks, this has increased the transparency of customer asset information. There are pros and cons, but thanks to technology this has created cross-selling opportunities.…

Internal Control Over Compliance is intended to focus on a broker-dealers’ oversight of custody arrangements and protection of customer assets.

The Internet of Things means an increased use of smart products in homes—such as automatic lights, thermostats, etc. Here are a few tips for keeping those devices secure so that cyber thieves, as well as in-home/small business burglars, don’t comprom…

A Florida Business Summit panel that took a deep dive on cybercrime. The discussion included types of crime (e.g., ransomware), the high stakes involved, and how companies can protect themselves (e.g., cyber insurance).

Security updates for Windows and Android that you should be aware of. These relate to audio, video and image files that could be open to hacking.

A look at some of the pros and cons of using the Android platform for business use. We examine price, flexibility, data security and more.

Workiva software conference included users and professionals from the accounting, finance and compliance sectors.

A look at the pros and cons of taking your business data to the cloud, covering such issues as cost, flexibility, control and data security.

We discuss some of the biggest mistakes IT leaders can make when managing dispersed or remote IT teams.