Nina Kelleher is a Director leading financial services within Process, Risk, and Technology Solutions (PRTS). She has more than 15 years of experience with internal audit, governance, risk and regulatory compliance services.
With a keen focus internal controls, Nina maintains client risk postures through the use of innovative techniques such as `process automation and enterprise risk management tools.
Nina currently leads the co-source internal audit function for the 2nd largest independent broker-dealer in the U.S. and has worked extensively in business process review and risk management for asset managers, private equity, broker-dealers, banks, hedge funds and loan servicers. In addition, Nina has a broad range of expertise in regulatory compliance ranging from Sarbanes Oxley to Privacy regulations to the Committee on Foreign Investment in the United States (CFIUS), to name a few.
Previously, Nina was Vice President of Internal Audit at a publicly traded broker-dealer investment bank where she led operational, regulatory (including BSA/AML/OFAC) and front to back sales and trading audits.