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EisnerAmper Launches New Compliance and Regulatory Services

Jun 11, 2014

Experienced compliance team to offer wide range of services to SEC-registered investment advisers and broker-dealers

EisnerAmper, a leading accounting, tax, and advisory firm, is pleased to announce the launch of EisnerAmper Compliance and Regulatory Services, LLC (CARS), a full-service consultancy providing outsourced compliance programs and solutions to U.S. and offshore investment advisers. CARS supports clients managing all asset classes including alternative (hedge funds, private equity funds, funds of funds and CPOs) and non-alternative investment vehicles, wealth managers, managed account platforms, mutual funds, broker-dealers and family offices.

The CARS team develops highly tailored solutions to fit specific client needs.  Among the solutions offered are assessing enterprise regulatory risk, and developing and implementing compliance programs to manage risk within client acceptable levels. They advise on the implementation and on-going support of Dodd-Frank initiatives and provide clients with strategies to comply with the changing regulatory environment.

Compliance is not a one-size-fits-all approach, and our clients see an enormous amount of value in a program specifically tailored to their complex regulatory issues. Being a part of EisnerAmper allows us to more efficiently serve clients and tap the expertise of our experienced audit and tax professionals.

Asset managers and broker-dealers are increasingly global in scope, expanding their business to avoid the market saturation that we are seeing in the U.S. However, this brings with it a number of compliance complexities. Our team excels at working through these issues and ensuring that our clients’ localized products comply with appropriate jurisdictional regulations.

EisnerAmper CARS is the latest in a suite of outsourced services offered by EisnerAmper. Others include EisnerAmper Fund Services LLC, and EisnerAmper Outsourced CFO Services.

For more information contact:

Richard Shippee

Kristen Lewis

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