On-Demand: Impact of Private Fund Regulations on Finance, Tech & Compliance Managers

June 22, 2022

The SEC settled significant enforcement actions and recently proposed requirements for additional transparency from private fund managers – and the Staff has issued several important risk alerts. CFOs, CTOs and CCOs of private fund managers will each have critical roles in helping their firms adjust to these changes.


About Raymond Soriano

With over 30 years of experience in internal audit, technology and information security, Ray brings technology risk services to small, medium and large-scale Fortune 100 companies.

About Jeffrey Stomski

Jeffrey Stomski is a Partner in the Financial Services Group providing audit, tax, and advisory services to clients in the alternative investment industry, including domestic and offshore hedge funds, private equity funds and funds of funds.

About Louis Bruno

Louis Bruno in Regulatory and Compliance Services has over 15 years of experience in assisting hedge funds, broker-dealers, private wealth managers and multinational corporate banks with strategic and regulatory change management initiatives.

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