New York Department of Financial Services Part 504

A Practical Approach to Compliance

In an effort to comply with the requirements, many bank managers are currently assessing their programs and struggling with identifying a solution to comply with the regulation. They are concerned with the looming certification date in 2018 and the inability to provide their senior management with the appropriate level of transparency to be able to certify the program

Complying with the NYDFS Part 504 rules is more than just a box-ticking exercise. In addition to assessing and remediating the gaps, we help banks develop a sustainable program that will give senior management a level of confidence when certifying the AML program.

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Assessing the AML Program

Building a Sustainable Program