- Internal Audit & Regulatory Compliance
- Model Audit Rule
- Risk Advisory
CREDENTIALS / EDUCATION
- Certified Regulatory Compliance Manager (CRCM)
- Rutgers University: BS, Accounting; BA, Economics
• Institute of Internal Auditors
Kristen Herman is a Senior Manager with more than 10 years of experience in finance and internal audit. Kristen conducts risk assessments, develops business process narratives, and identifies key risks and controls.
Kristen has designed internal control test scripts and conducted testing for companies in the pharmaceutical, insurance, health care, banking, technology, and not-for-profit sectors. She has managed internal audit and compliance engagements for mid-sized companies, with particular focus on the banking industry.
Kristen consults with clients to help design and implement key controls to improve their risk and controls mitigation strategy, and assists with development and execution of internal audit programs. Kristen’s diverse background allows her to identify and report internal control weaknesses and develop customized solutions for clients.