CONTACT US

Nancy M. Grimaldi

, Partner

CONTACT

Nancy M. Grimaldi
Partner
212.891.4009

SPECIALTIES

  • Audit & Assurance
  • Consulting
  • Broker-Dealers
  • Hedge Funds
  • Investment Advisors
  • Private Equity Funds
  • Commodity Pools

CREDENTIALS / EDUCATION

  • Certified Public Accountant (CPA)

AFFILIATIONS

  • American Institute of Certified Public Accountants
  • Financial Management Society of the Securities Industry & Financial Markets Association: Treasurer

Nancy Grimaldi is an Audit Partner in the Financial Services Group. She has over 30 years of experience serving clients, with particular expertise in clearing and non-clearing broker-dealers, hedge funds, funds of funds, private equity funds, commodity pool operators and registered investment advisors.

Nancy’s clients benefit from her in-depth understanding of operations, and extensive knowledge of the regulations impacting broker-dealers and investment advisors. She provides consulting services to brokerage operations, including recommendations for improving internal controls and operating efficiencies. 

Internally, Nancy co-chairs the firm’s Broker-Dealer Practice. She is consistently the go-to person for all technical and historical information regarding the industry’s regulatory and operational issues. Her leadership and guidance for partners and staff can be traced through her tenure not only at EisnerAmper but at several other leading firms.

Nancy has served on the AICPA Expert Panel for Stockbrokerage Investment Banking and for Investment Companies, consistently serving on the sub-committee for the AICPA/FMS National Conference on the Securities Industry.

 

 

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