Serving the broker-dealer industry for over 45 years, the EisnerAmper Broker-Dealer Team provides services including:
Peter J. Cogan
Each member of EisnerAmper’s Broker-Dealer Team has an in-depth knowledge of the accounting, regulatory, and systems concerns related to this highly specialized industry. We’ve served the industry for more than 45 years and currently deliver services to more than 50 broker-dealers, including firms specializing in retail sales featuring large numbers of registered reps as well as retail brokers, market makers/specialist firms, investment bankers and corporate financiers, investment advisors, municipal bond specialists, and government securities dealers. Our expertise enables us to recognize business needs and problems, and proactively implement solutions. Whether a start up; a boutique, single-office entity; a larger firm with multiple lines of business and branches; or a subsidiary of a commercial or investment bank; our clients rely on us for focused, responsive services tailored to their specific needs.
Single-office to multinational clients rely on us to
Annual Reporting Requirements for Broker-Dealers